Current Practices for Risk Profiling in Canada and Review of Global Best Practices

Current Practices for Risk Profiling in Canada and Review of Global Best Practices

Ontario Securities Commission

November 2015

This research was undertaken by PlanPlus Inc on behalf of the Investor Advisory Panel, an independent committee of the Ontario Securities Commission. All data collected for this project is confidential and will be held by PlanPlus for a period of one year and will then be destroyed. The underlying data has not been provided to the OSC or any parties outside the immediate research team. PlanPlus assumes responsibility for any errors and omissions in this report and thanks the authors of this study for their diligence and efforts to cover a broad and dynamic topic within a limited time and scope of engagement. October 28th, 2015

DOWNLOAD PDF

I have been using FinaMetrica for over 17 years for onboarding new clients. They like the extensive value of the reports; but what we appreciate is the innovations in technology, the value of the client-facing materials and the development of the life-long client relationships as I get to really know their behavioral tendencies. FinaMetrica has assisted me in building a very successful practice and we highly recommend it for any advisor who wants to enhance the overall value of their client relationships.

Ron Wilkinson - Portland, Oregon, USA
Sign-up for Your SuitabilityPro™ Free Trial
FinaMetrica Profiler Logo
ProPlanner Logo
ProTracker Logo
FinaMetrica Profiler
World-Leading Psychometric Risk Profiling Platform
ProPlanner
Goal-Based Planning
ProTracker
Continuous Suitability Monitoring